Meet Clients’ Specific Needs and Strengthen Relationships

RedBlack’s pre-trade compliance capabilities help ensure your clients’ investments are always aligned with their investment policy statement and other specific client needs. Our real-time compliance and restriction validation, drift monitoring, and sensitivity to taxes and fees will help you demonstrate first-rate responsiveness and attention to detail. With flexible, customizable client-facing reports using the data most relevant to you and your clients, you can quickly and easily build trust and strengthen client relationships.

Features that Help You Meet Unique Needs



RedBlack lets you apply a variety of restrictions to comply with specific client requirements, temporarily prevent the selling of specific positions, and rebalance around non-liquid, alternative investments.


Drift From Model

Monitor current drift from model across accounts and households directly from your RedBlack dashboard, which provides alerts for projected post-trade drift prior to committing trades.


Client Reports

Build value and enrich your client meetings with professionally designed and customizable client-facing reports that reflect your house style. Our flexible client reports enable you to include the data that’s most important to your firm and your clients.


Investment Policy Compliance

RedBlack lets you create unlimited investment policies based on categories and asset classifications, enabling you to validate compliance pre-trade, post-trade and while executing what-if scenarios.


Mutual Fund Purchase Restrictions

Define rules for managing mutual funds purchase minimums or funds that are closed to investors. RedBlack provides numerous choices, including automatic substitution with another fund, rebalancing around the position, or receiving alerts.


Tax Sensitivity

With RedBlack, you can define location optimization rules to automatically allocate assets to preferred account types in a household based on tax sensitivity, and substitute assets if a buy cannot be made in the preferred account type.


Short-Term Redemption Fees

RedBlack lets you manage short-term redemptions fees for mutual funds or ETFs at the custodian and fund level, and gives you the ability to choose to automatically rebalance around positions that exceed a fee amount threshold.


Trade Size and Rounding

RedBlack’s ability to let you define minimum trade sizes helps avoid tiny trades and round trades by adhering to preferred lot sizes or an automatic rounding tolerance.